Analysis: SEC approves securities lending transparency (10c-1) and short selling reporting rules (13f-2)
US regulators propose 5th major change for securities finance transparency this year; Finadium announces client briefing on January 11, 2022
US regulatory calls for securities finance transparency prove easier than action on supporting market structure
An activities-based approach to regulation from the US Treasury report on asset managers and insurance companies (Premium)
Monday Regulatory Roundup: asset managers and indemnification; limiting regulatory rule making; level playing fields in Europe (Premium)
Today’s financial innovation will impact tomorrow’s conduct rules – and the fines that come with misconduct
Ten years of Agency Lending Disclosure – how ALD prepped the industry for post crisis regulation (Premium)
Fed Governor Tarullo speaks on regulating insurers liability sensitive activities, including sec lending, repo, and collateral management
The SEC wants to make sure mutual funds and ETFs are liquid for investors. This isn’t going to be as simple as it sounds.
SEC Chair Mary Jo White on seclending transparency for asset managers, and our recommendations on specifics
The SEC shakes up the US institutional money fund industry; institutional prime funds must go to floating NAV