ESMA publishes Guidelines on Settlement Fails Reporting under Article 7 of CSDR – Final Report

These Guidelines are based on Article 16(1) of the ESMA Regulation. The purpose of these guidelines is to establish consistent, efficient and effective supervisory practices within the ESFS and to ensure common, uniform and consistent application of Article 7(1) of CSDR as well as Articles 14 and 39 of the RTS on settlement discipline, including the exchange of information between ESMA and the competent authorities regarding settlement fails, and the content of such reporting.

The final report is available at https://www.esma.europa.eu/sites/default/files/library/esma70-156-4717_guidelines_on_settlement_fails_reporting.pdf

Related Posts

Previous Post
DTCC survey shows cyber risk, pandemic and geopolitics seen as top threats to financial markets
Next Post
Finadium: Repo at the Digital Crossroads

Related Posts

Fill out this field
Fill out this field
Please enter a valid email address.

Menu
X

Reset password

Create an account