The new (new) regulatory outlook

The new (new) regulatory outlook

3:30pm – 4:15pm, May 15, 2025, The Forum @ Convene

  • Where do the major securities finance regulations stand now?
  • Does this help or hinder the industry?
  • Will we see a revised US Basel III Endgame proposal this year or next year?
  • Who wins and loses in the new regulatory agenda in the US and abroad?
  • Regulatory reporting: who has to report to whom and for what at this point?

Sponsor

Moderator

Andrea O’Toole
Managing Director, Deputy Chief Counsel
Charles Schwab & Co.

Panelists

Jeff Himstreet
Vice President & Senior Counsel, Regulatory Affairs
Managed Funds Association

GuyLaine Charles
Founder
Charles Law PLLC

Laura Weiss
Senior Legal Counsel
Northern Trust

Nhan Nguyen
Director, Government Affairs and Public Policy
BlackRock

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