Industry warns FINRA on including derivatives in short sales reporting

Earlier this year, the US agency Financial Industry Regulatory Authority (FINRA) released a proposal for new short selling reporting rules by US broker-dealers. Of the changes FINRA is considering, perhaps the biggest potential impact would be the inclusion of derivatives with physical short selling data in the public domain. We review some of the comments FINRA has received in reply.

This content requires free registration (unlocked content) or a Finadium subscription. Log in or get access today by signing up here.

Related Posts

Previous Post
Google and CME in $1bn investment deal as part of cloud and tech strategy
Next Post
Eurex repo volume at €131.1bn, up 57% yoy in October

Related Posts

Fill out this field
Fill out this field
Please enter a valid email address.

Menu
X

Reset password

Create an account