’40 Act funds

Notes on Morningstar’s numbers from their recent report on securities lending

Video highlight: Goldman Sachs’ Christel Carroll on ’40 Act funds accepting equities under a revised SEC Rule 15c3-3, FISL 2023

Filings show US ’40 Act funds making more money in securities lending but lagging other beneficial owners

Finadium Survey: Asset Managers on Securities Lending 2022

Revenues and Policy Choices for US Mutual Funds in Securities Lending

Arca Labs and Oasis Pro set up JV for tokenized ’40 Act fund trading

Secfinance in H2: J.P. Morgan’s George Rennick on market themes and participant impacts (Premium)

The DTCC’s Murray Pozmanter on letting the buy-side into GCF® repo (Premium Content)

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