Menu
Research
News and Opinion
Consulting
Sample Projects
Executive Training
Events and Podcasts
Upcoming Events
Webinar and Panel Replays
Podcasts and Interviews
Directories
Agent Lenders
Buy-side Treasury Systems
Securities Finance Data Providers
Securities Finance, Repo and Collateral Technology Vendors
Data
Hedge Fund/Prime Brokerage Relationships
Repo Analytics
Securities Financing Transactions Regulation (SFTR)
US Mutual Fund and ETF Filings in Securities Lending
US OTC Equity Derivatives
US Treasury Repo Benchmarking
About
About Us
Subscription Options
Pay for Finadium Services Here
In The News
Join Our Mailing List
Member Login
Member Login
Username
Password
Remember me
Reset password
Find user name
Create an account
fraud
Home
fraud
ESMA TRV examines social media risks to equity prices, but no “Gamestop” spotted in EU yet
Crypto provides gateways and exit points for “massive” criminal capital flows
US SEC charges show Morgan Stanley leaked info for “pre-positioned” short sales
FINRA fines four firms $2.6mn for securities lending violations
BIS consults on digital fraud amid surge in technological banking advances
FinCEN proposes regs for virtual currency mixing
WSJ: Binance is melting down
Artemis: FBI investigating forged LOCs issued by China Construction Bank
Interview: ION’s Markman on ISO 20022 migration from FX to securities
SEC charges Sabby Management for naked short selling
SEC files emergency order to freeze Binance’s assets in the US
HSBC and Quantinuum eye cyber, fraud and NLP as financial quantum use cases
US Treasury sanctions crypto mixer Blender after $620mn DPRK cyber heist
FCA Review finds weaknesses in challenger banks’ financial crime controls
CFTC fines DeFi market operator, Polymarket to pay $1.4mn
Elliptic: DeFi fraud and theft losses up 600% at $10.5bn YTD
CFTC fines Tether $41mn and Bitfinex $1.5mn for violations
What’s happening with Tether’s collateral?
CFTC fines crypto exchange Kraken for operating as unregistered FCM
SEC settles first case against alternative data provider for deceptive practices
DeFi related hacks account for 76% of all major hacks in 2021
FinCEN and US agencies flag upcoming regulatory changes for AML/CFT
FIS announces launch of AI tech solution for financial crime risk
Fidelity, Giancarlo among investors in crypto monitoring fintech Solidus
Quartz Africa: fraudster activity “superpowered” by fintech
BIS paper on supervising crypto assets for anti-money laundering
CFTC orders Coinbase to pay $6.5mn for “reckless” reporting inaccuracies and wash trading
Bitfinex and Tether to end New York trading, pay $18.5 million after OAG investigation
Regtech Plenitude launches cloud-based service for financial crime compliance
Researchers use ML for detecting market manipulation off “fake news”
FDIC and FinCEN float change in SAR requirements to exempt “innovative solutions”
Atlas VPN: blockchain hacks at $13.6bn to date, but on decline
SEC settle fraud charges for $500k in EDGAR hacking case
Quartz: jump in AI voice tech cybercrime for financial services
US regulators did something about crypto research fraud: where are we now?
Fintech weekly deals and partnerships roundup
FCA: over £27 million reported lost to crypto and forex investment scams
Medium: the dark underbelly of cryptocurrency markets
NY AG announces fraud investigation against Bitfinex and Tether
Austrian AI startup 42.cx CEO gets $17mn legacy charge from SEC for defrauding US investors
Banking industry prevented fraud of $2bn+ in 2018
CFTC fines Marshall Islands trading platform $990k for bitcoin transactions
HSBC financial crime exec says prototype regtech has human capacity
Mimiro raises $30mn for ML platform analyzing counterparty risk profile
Feedzai and Data Robot team up for financial crime detection
From fixed income to crypto: former trader now tracks scams and hacks on blockchain (premium)
Elementus: anatomy of Cryptopia exchange hack
BitMEX research: tracking $24 billion of tokens ICO makers self-allocated
Cointelegraph: Japan regulator targets unregistered crypto firms
SEC charges robo-advisers Wealthfront $250k and Hedgeable $80k for violations
1
2
Next
Member Login
Username
Password
Remember me
Reset password
Find user name
Create an account
Subscribe for access
Menu
X
Username
Password
Remember me
Reset password
Create an account