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Reg SHO
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Reg SHO
JPM Securities to pay $300,000 for Reg SHO violations from 2009-2015
FINRA settles with Ascendiant Capital Markets for Reg SHO violations
SEC Charges Investment Adviser and Associated Individuals with Causing Reg SHO Violations
Morgan Stanley fined $5mn for RegSHO violations in prime brokerage swaps business
SEC Charges BNP Paribas with Violations of Regulation Sho
Would a blockchain short locate system make Reg SHO obsolete?
SEC fines broker-dealer for Reg SHO violations
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