Regulatory

Tariffs volatility is not a full blown financial markets crisis, yet

What happens without the US Orderly Liquidation Authority?

Video Interview: South Street Securities’ Jim Tabacchi on what a new US administration could mean for US Treasury repo clearing rules

The UK’s latest Basel 3.1 proposals: analysis on what’s changed from the 2022 consultation paper

Evidence of behavior change at the SEC in securities finance rule making

We haven’t hit peak nanny state yet, and that’s not good

Connecting the SEC’s new UST dealer and mandatory clearing rules

Securities loans get more competitive vs Total Return Swaps in the US Basel III Endgame proposal

Finadium: Decoding Basel III Endgames for Securities Finance and Collateral

Financial Stability Board considers a Leverage Ratio for hedge funds

IOSCO reintroduces the “responsible person”, this time to DeFi

What would happen if the Fed lowered the Reverse Repo Facility rate?

Would the SEC’s proposal to change 15c3-3a for UST repo clearing change market behavior without a full mandate?

Moody’s: European Liquidity coverage ratios will deflate as TLTRO loans continue

BIS: DLT-based enhancement of cross-border payment efficiency – a legal and regulatory perspective

The EU Capital Markets Union: on track, but slowly

Finadium: Europe’s Capital Markets Union: Progress and Mid-Term Impacts

Without payment for order flow, expect more institutional market making desks

Canadian Securities Administrators to establish new, single self-regulatory organization

The politics of an ISDA “master” agreement for SFTs (Premium)

BPI: Counterproductive Countercyclical Capital Buffer

SOFR could fall to 0 bps this month – don’t let the rounding fool you (Premium)

Regulators are getting serious about data standardization too (Premium)

Will the Fed’s removal of SLR relief matter that much? (Premium)

Negative US Treasury DVP repo poses marketing challenge to SOFR (Premium)

ECB publishes guide on method of determining penalties for regulatory breaches

Introducing ISLA’s Regulatory & Policy Maker Guide to Securities Lending in French

What US repo can expect from a Gary Gensler SEC (Premium)

The bombshell CFTC report on asset repricing based on climate change risk (Premium)

Reader feedback on our report, “Leverage Ratios, SA-CCRs and Securities Finance” (Premium)

The UK’s CRD V proposal: does it stick to the EU plan? (Premium)

Worried about negative US interest rates? Get smart on yield curve control (Premium)

The Fed’s regulatory wish list: modifying Dodd-Frank’s Collins Amendment (Premium)

Client Webinar April 29: The Macro Environment, COVID-19 and Office Hours

Monday News Roundup: new data, fast moving regulations, repo trends and more (Premium)

ISLA publishes Regulatory and Policy Maker Guide to Securities Lending, in association with Finadium

The Powell Put: pros and cons to the Fed’s intervention to sustain the US expansion

US regulators propose limits to big banks holding TLAC of other big banks

ICMA maps fintech across capital markets, tracks regulations

Report: comparing 26 fintech hubs in emerging markets

Fintechs must understand how cybersecurity rules are unfolding

More on handicapping the odds of a repo carve out for the US Leverage Ratio

One golden source data repository is necessary for smart regulation

Regulatory reporting generates huge data sets, but what happens next?

Where do SFTs fall in the FRTB? There appears to be more than one answer

US single counterparty credit limit rules finalized – there are some important nuances here (Premium)

SFTR, Trade Data Repositories and Transparency: An Industry Challenge from the Inside Out

Our analysis of the US Treasury October 2017 report on Capital Markets (Premium)

How fast could deregulation occur in US financial markets? Comments from Fed Vice-Chair Stanley Fischer suggest some answers

Big Data, little lies, big problems – how Big Data can manipulate algorithmic trading