People moves round-up: Citi, FCA, GLMX, Goldman Sachs, J.P. Morgan, Pirum, Snowflake, SEC, Tokenbridge, Vanguard
US SEC’s analysis on security-based swaps large position reporting is mostly good news for the SEC and for hedge funds
Video: EquiLend’s Kevin McNulty says final SEC Rule 10c-1 expected by end of year on NASDAQ Trade Talks
The Sunthay argument for why Guaranteed Repo is the only viable short-term solution for repo constraints
Would the SEC’s proposal to change 15c3-3a for UST repo clearing change market behavior without a full mandate?
US SEC approves N-PX rules, asset managers must disclose securities on loan during proxy votes starting 2024
SIFMA and ABA letter to SEC says industry needs to provide more accounting for tokenization in securities finance and repo