Transparency and regulatory reporting

Transparency and regulatory reporting

1:15pm – 2:00pm, May 18th, 2023

  • What are the most important regulations on the horizon for securities lending?
  • How close is the SEC’s proposed securities lending transparency rule (10c-1)?
  • Is the proposal for accepting equities as collateral under 15c3-3 any closer?
  • What can the market expect from upcoming changes to Basel III (the Basel III endgame)?



Jason Strofs
Managing Director


Mike McAuley
Global Head of Regulatory Strategy and Industry Affairs
BNY Mellon

Christel Carroll
Co-Head of U.S. Relationship Management
Goldman Sachs Agency Lending

Glenn Horner
Managing Director, Chief Regulatory Officer
State Street Global Markets

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