ESMA publishes administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)

According to Article 41 of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (the SSR), ESMA shall publish on its website and update regularly a list of existing penalties and administrative measures applicable to infringements of this Regulation in each Member State.

The data provided in this list have been compiled from notifications of Member States to ESMAunder Article41oftheSSR.

Among the EEA countries, the SSR is applicable in Norway as of 1 January 2017. It will be applicable in the other EEA countries (Iceland and Liechtenstein) upon implementation of the Regulation under the EEA agreement.

The full document is available at

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