Monday Regulatory Roundup: asset managers and indemnification; limiting regulatory rule making; level playing fields in Europe (Premium)

Last week brought some sharp edged regulatory updates, both fair and unfair in our view. In this edition of Regulatory Roundup, we analyze what the Financial Stability Board’s recommendations on indemnification mean for asset managers, the US House’s vote to restrict the ability of regulators and ESMA’s opinion that UCITS funds should be included in MiFID II rules.

This content requires a Finadium subscription. Articles with an unlocked symbol can be accessed with free registration. Log in or create a free account by signing up here..

Related Posts

Previous Post
CFTC Grants Order to LCH.Clearnet Limited Permitting Portfolio Margining of Customer Positions in Futures, Foreign Futures, and Cleared Swaps
Next Post
Chicago Tribune: Judge OKs $4.2 million Northern Trust settlement with Michigan pension systems

Related Posts

Fill out this field
Fill out this field
Please enter a valid email address.


Reset password

Create an account