This article looks at the questions of conflicts of interest and co-mingling of interests from the view point of the prime broker/borrower. This is a follow up to a previous article on research and fees in securities finance under MiFID II regulations from the perspective of the agent lender. For primes, there are some pretty serious complications ahead.
This content requires a Finadium subscription. Articles with an unlocked symbol can be accessed with free registration. Log in or create a free account by signing up here..
