This article looks at the questions of conflicts of interest and co-mingling of interests from the view point of the prime broker/borrower. This is a follow up to a previous article on research and fees in securities finance under MiFID II regulations from the perspective of the agent lender. For primes, there are some pretty serious complications ahead.
This content requires free registration (unlocked content) or a Finadium subscription. Log in or get access today by signing up here.